Free FINRA Series-7 Exam Questions
Absolute Free Series-7 Exam Practice for Comprehensive Preparation
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FINRA Series-7 Exam Questions
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Provided By: FINRA
- Exam: General Securities Representative
- Certification: General Securities Representative
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Total Questions: 405
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Updated On: Nov 18, 2024
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Rated: 4.9 |
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Online Users: 810
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Question 1
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Convertible preferred stock has all of the following characteristics except:
Answer: C
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Convertible preferred stock has all of the following characteristics except:
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Question 2
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A dealer buys 100 shares of XYZ common, which is an actively traded stock, at 23.50.Three days later, when XYZ common is quoted at 19.50 - 19.75, he sells the 100 shares to a customer. The basis for the dealer’s markup is:
Answer: B
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A dealer buys 100 shares of XYZ common, which is an actively traded stock, at 23.50.
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Question 3
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A trust instrument drawn pursuant to the Trust Indenture Act of 1939 sets forth which of the
following?
Answer: D
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A trust instrument drawn pursuant to the Trust Indenture Act of 1939 sets forth which of the
following?
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Question 4
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How often must Investment companies issue financial statements to shareholders?
Answer: C
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How often must Investment companies issue financial statements to shareholders?
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Question 5
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Which of the following has the greatest risk?
Answer: A
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Which of the following has the greatest risk?