Free FINRA Series-7 Exam Questions
Absolute Free Series-7 Exam Practice for Comprehensive Preparation
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FINRA Series-7 Exam Questions
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Provided By: FINRA
- Exam: General Securities Representative
- Certification: General Securities Representative
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Total Questions: 405
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Updated On: Aug 21, 2019
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Rated: 4.9 |
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Online Users: 810
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Question 1
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The expiration date of a listed option is:
Answer: C
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The expiration date of a listed option is:
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Question 2
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A NYSE floor member executing an order for a public customer asks the specialist in the
stock to guarantee a price while giving the customer an opportunity to obtain a better price.
This procedure is known as:
Answer: B
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A NYSE floor member executing an order for a public customer asks the specialist in the
stock to guarantee a price while giving the customer an opportunity to obtain a better price.
This procedure is known as:
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Question 3
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A call option is in the money when the market value of the underlying stock is:
Answer: C
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A call option is in the money when the market value of the underlying stock is:
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Question 4
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A trust instrument drawn pursuant to the Trust Indenture Act of 1939 sets forth which of the
following?
Answer: D
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A trust instrument drawn pursuant to the Trust Indenture Act of 1939 sets forth which of the
following?
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Question 5
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Distribution from an IRA can begin at age 59½ and must begin by age:
Answer: A
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Distribution from an IRA can begin at age 59½ and must begin by age: